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Latest articles relating to all things Risk and Compliance
We had a discussion with the SRA policy team at its recent Compliance Officer Conference over this issue and how the Howell Jones case will st
We recently sent a request to the SRA to clarify the reporting of breaches by non-solicitors under the new Standards and Regulations and have
Over the past month we have made a series of updates to the Breach Reporting module on our Risk and Compliance system, this includes the creat
Cybersecurity and data protection breaches have been hot topics in the news of late with much publicised breaches and cyber-attacks.
Anti-money laundering (AML) remains at the top of the SRA’s agenda as we head into 2020.
The introduction of the SRA Standards and Regulations on 25 November 2019 will see new issues coming into focus for you and your firms over the r
An area that you will need to review is how you deal with self-interest conflicts arising out of identified acts/or omissions that could lead to
We are often asked the question, “How many property files should we be reviewing?”, and when we ask what the firm is currently doing get met w
There has been a flurry of activity regarding complaints in recent months with the Legal Ombudsman (LeO) publishing its annual report 2018-19 and
We have recently release updates to the Riliance Risk and Compliance system which we'd like to share with you.
We are aware that a number of law firms are finding it difficult to obtain PII cover in the run up to the traditional renewal date of 1st
The SRA has started to issue some long-awaited guidance on its new Standards & Regulations which come into force on 25th Novemb
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