Latest articles relating to all things Risk and Compliance 

Are you doing too many file reviews?

We are often asked the question, “How many property files should we be reviewing?”, and when we ask what the firm is currently doing get met w

Complaints Data Update

There has been a flurry of activity regarding complaints in recent months with the Legal Ombudsman (LeO) publishing its annual report 2018-19 and

Product Update

We have recently release updates to the Riliance Risk and Compliance system which we'd like to share with you.

Reporting breaches to the SRA under the new Standards and Regulations

The introduction of the SRA Standards and Regulations on 25 November 2019 will see new issues coming into focus for you and your firms over the r

Acts/omissions that could lead to a claim for negligence

An area that you will need to review is how you deal with self-interest conflicts arising out of identified acts/or omissions that could lead to

PII Newsflash

We are aware that a number of law firms are finding it difficult to obtain PII cover in the run up to the traditional renewal date of 1st

SRA Standards & Regulations Update

The SRA has started to issue some long-awaited guidance on its new Standards & Regulations which come into force on 25th Novemb

Conveyancing Update

The conveyancing world has been abuzz with activity on several fronts of late. Here is our roundup of recent developments.

Anti-Money Laundering Update

AML remains a hot topic in the legal compliance world – here is a quick roundup of recent events.

Product Update

We have recently released updates to both the Riliance Risk and Compliance system and our CQS courses.

ICO issues unprecedented fines for data breaches

We predicted when we last reported on GDPR in April, that it would not be long before we started to see significant fines under the new GDPR r