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Latest articles relating to all things Risk and Compliance
The new SRA Transparency Rules come into effect in December 2018, but what will this mean for you and your firm?
The Electronic Communications Act 2000 made electronic signatures on contracts admissible as evidence which paved the way for the new world of e-commerce.
A Risk Management Framework is essential in any modern-day law firm; the SRA Code of Conduct closely ties a firms’ need to manage their risks with the outcome focused r
From the 1st October new SRA rules will take effect to cater for the above EU directive which will replace the Insurance Mediation Directive.
As a lot of claimant lawyers will know, the Civil Liability Bill which is in the process of being read is likely to bring some changes to the current industry and will
As per the Legal Ombudsman’s recent annual report, the most common cause for complaints about lawyers was delays or failure to progress a case, ahead of failure to advi
We were recently asked to carry out a review of a firm’s COFA (Compliance Officer for Finance and Administration) function, and as part of the review we requested sight
In recent years there has been a big focus on gender equality across all industries in the UK, we have seen the 100-year anniversary of women’s suffrage, the #MeToo cam
In December 2018, new rules are being introduced that are designed to ensure that there is greater transparency in the prices charged by law firms for certain legal ser
I will assume that the majority of you out there are aware of the risks of identity theft and fraud.
After much debate, criticism and conjecture, the controversial new ‘super-exam’ for solicitors, which has been proposed by the Solicitors Regulation Authority (SRA), is
On May 25th when GDPR came into force, it was clear straight away that there would be a culture change in relation to subject access requests and the nature in which these are raised for
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